cf13-regulation-of-financial-markets-pilot-paper
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DATE 06 Dec 2025
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notes
About This Document
Document Type: This is a Study Notes, designed for Reviewing core curriculum material.
Context: Standard material from the 2021 academic period.
Key Content: Likely covers essential definitions, structured questions to test your proficiency.
Study Strategy: Summarize these notes into flashcards or mind maps to aid active recall and long-term retention.
Recommendation: comprehensive resource for students aiming to deepen their understanding of General Studies.
Detailed Content Overview
Introduction
This notes resource titled "cf13-regulation-of-financial-markets-pilot-paper" serves as a practical guide to help you master key topics and skills. This resource is structured to facilitate effective learning and retention of important information.
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Learning Objectives
- Develop comprehensive understanding of key topics
- Apply learned concepts to real-world scenarios
- Strengthen critical thinking and analytical skills
- Achieve academic excellence in notes
Detailed Summary
CIFA FOUNDATION LEVEL PILOT PAPER REGULATION OF FINANCIAL MARKETS December 2021. ALL questions carry equal marks. QUESTION ONE In the context of financial markets regulatory institutions: Explain five roles of professional bodies in financial services. (10 marks) (Total: 20 marks) w w w. ch op QUESTION TWO (a) David Kamata posted a letter to Judy Kasuku in which he offered to sell his car to Judy Kasuku for Sh. David Kamata gave Judy Kasuku seven days within which to accept the offer. Judy Kasuku feels aggrieved and intends to sue David Kamata. Highlight ten functions of The Competition Authority of Kenya. c (a) Analyse the legal principles applicable in the above case and advice Judy Kasuku. (b) (10 marks) In relation to fundamentals of the law of agency: (i) Identify six circumstances under which the agent might be held personally liable for contracts entered into on behalf of his principal. (6 marks) (ii) Explain the meaning of the term ostensible authority.
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Regular Review
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CIFA FOUNDATION LEVEL PILOT PAPER REGULATION OF FINANCIAL MARKETS December 2021. Time Allowed: 3 hours. Answer any FIVE questions. ALL questions carry equal marks. QUESTION ONE In the context of financial markets regulatory institutions: Explain five roles of professional bodies in financial services. (10 marks) (Total: 20 marks) w w w .ch op QUESTION TWO (a) David Kamata posted a letter to Judy Kasuku in which he offered to sell his car to Judy Kasuku for Sh.500,000. David Kamata gave Judy Kasu...
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