professional-ethics-and-governance-past-papers
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UPLOADED BY Unknown
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DATE 06 Dec 2025
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SIZE 0.35 MB
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notes
About This Document
Document Type: This is a Past Paper, designed for Reviewing previous question patterns.
Context: Standard material from the 2025 academic period.
Key Content: Likely covers essential definitions, technical implementation, and structured questions to test your proficiency.
Study Strategy: Attempt these questions under timed conditions to simulate a real exam environment, then check against your notes.
Recommendation: comprehensive resource for students aiming to deepen their understanding of General Studies.
Detailed Content Overview
Introduction
This notes resource titled "professional-ethics-and-governance-past-papers" provides comprehensive exam preparation materials designed to test and enhance your understanding. This resource is structured to facilitate effective learning and retention of important information.
Key Topics Covered
Learning Objectives
- Master key concepts required for examination success
- Practice answering exam-style questions effectively
- Develop time management skills for timed assessments
- Identify and address knowledge gaps in understanding
Detailed Summary
CIFA FOUNDATION LEVEL PROFESSIONAL ETHICS AND GOVERNANCE MONDAY: 18 August 2025. Marks allocated to each question are shown at the end of the question. Do NOT write anything on this paper. QUESTION ONE (a) Explain FOUR principles of the fraud triangle theory. Distinguish between the following fundamental ethical norms in the investment industry: (i) Integrity and objectivity. (2 marks) (ii) Professional competence and due care. (2 marks) (d) Assess THREE benefits an organisation would derive by applying transaction cost theory. (6 marks) op (6 marks) (Total: 20 marks) (6 marks) (b) Discuss THREE features of the virtue framework of ethical decision-making. (6 marks) (c) Generally accepted codes of ethics and standards of professional conduct mandate certain duties to clients with respect to the sale and marketing of complex financial instruments to retail investors. ch QUESTION TWO (a) Explain THREE reasons why emotional intelligence is important to a leader. In relation to the above statement: (i) Explain the term “Complex Financial Instruments”.
Study Tips & Recommendations
Time Management
Practice under timed conditions to improve speed and accuracy. Allocate specific time limits to each section.
Active Practice
Attempt all questions before checking answers. Review mistakes to understand where improvements are needed.
Mark Scheme Review
Study marking schemes carefully to understand how examiners award points and structure your answers accordingly.
Regular Review
Schedule periodic reviews to reinforce learning and combat forgetting. Use spaced repetition for optimal retention.
Content Preview
CIFA FOUNDATION LEVEL PROFESSIONAL ETHICS AND GOVERNANCE MONDAY: 18 August 2025. Afternoon Paper. Time Allowed: 3 hours. Answer ALL questions. Marks allocated to each question are shown at the end of the question. Do NOT write anything on this paper. QUESTION ONE (a) Explain FOUR principles of the fraud triangle theory. Distinguish between the following fundamental ethical norms in the investment industry: (i) Integrity and objectivity. (2 marks) (ii) Professional competence and due care. (2 mar...
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